11. Corporate Vision and Mission/ Strategy
a. Has the Board of Directors reviewed the vision and mission/ strategy in the last financial year? "insert hyperlinks here"
b. Does the Board of Directors monitor/oversee the implementation of the corporate strategy? "insert hyperlinks here"
12. Did the GOCC achieve 90% in the PES? "insert hyperlinks here"
13. Code of ethics or conduct
a. Are the details of the code of ethics or conduct disclosed? "insert hyperlinks here"
b. Does the GOCC disclose that all Directors/Commissioners, senior management and employees are required to comply with the code? "insert hyperlinks here"
c. Does the company disclose how it implements and monitors compliance with the code of ethics or conduct? "insert hyperlinks here"
14. Does the Board appoint a Nomination Compensation / Remuneration Committee? "insert hyperlinks here"
15. Did the Nomination Compensation/Remuneration Committee meet at least twice during the year? "insert hyperlinks here"
16. If yes, is the report of the Nomination Compensation/Remuneration Committee publicly disclosed? "insert hyperlinks here"
17. Does the Board appoint an Audit Committee? "insert hyperlinks here"
18. If yes, is the report of the Audit Committee publicly disclosed? "insert hyperlinks here"
19. Does at least one member of the Audit Committee have an audit, accounting or finance background (qualification or experience)? "insert hyperlinks here"
20. Did the Audit Committee meet at least four times during the year? "insert hyperlinks here"
21. Does the Board appoint a Risk Management Committee? "insert hyperlinks here"
22. If yes, is the report on Risk Management Committee publicly disclosed? "insert hyperlinks here"
23. Does at least one member of the Risk Management Committee have a background in finance and investments? "insert hyperlinks here"
24. Board meetings and attendance
a. Are the Board of Directors meetings scheduled at the beginning of the year? (end of Q1) "insert hyperlinks here"
b. Does the Board of Directors meet at least monthly? "insert hyperlinks here"
c. Did the Board of Directors meet on at least 75% on their scheduled meetings? "insert hyperlinks here"
d. Has each of the directors/commissioners attended at least 90% of all the board meetings held during the year? "insert hyperlinks here"
e. Did the Board of Directors meet separately at least once during the year without the President/CEO present? "insert hyperlinks here"
25.
a. Does the GOCC have a policy that stipulates board papers for Board of Directors/Commissioners meetings be provided to the Board at least three (3) working days in advance of the board meeting? "insert hyperlinks here"
b. Is the Board Secretary trained in legal, accountancy or company secretarial practices? "insert hyperlinks here"
26. Internal Audit
a. Does the company have a separate internal audit function? "insert hyperlinks here"
b. Does the appointment and removal of the internal auditor require the approval of the Audit Committee? "insert hyperlinks here"
27. Risk Oversight
a. Does the company disclose the internal control procedures/risk management systems it has in place? "insert hyperlinks here"
b. Does the Annual Report disclose that the board of directors/commissioners has conducted a review of the company's material controls (including operational, financial and compliance controls) and risk management systems? "insert hyperlinks here"
c. Does the company disclose how key risks are managed? "insert hyperlinks here"
d. Does the Annual Report contain a statement from the Board of Directors or Audit Committee commenting on the adequacy of the GOCC's internal controls/risk management systems? "insert hyperlinks here"
28. Do different persons assume the roles of Chairman and CEO? "insert hyperlinks here"
29.
a. Does the GOCC have orientation programs for new Directors? "insert hyperlinks here"
b. Does the GOCC have a policy that encourages Directors/Commissioners to attend on-going or continuous professional education programs? "insert hyperlinks here"
c. Did all Appointive Directors attend at least 1 training for the calendar year? "insert hyperlinks here"
30. Board Appraisal
a. Is an annual performance assessment conducted of the Board of Directors? "insert hyperlinks here"
b. Does the GOCC disclose the process followed in conducting the Board assessment? "insert hyperlinks here"
c. Does the GOCC disclose the criteria used in the Board assessment? "insert hyperlinks here"
31. Is an annual performance assessment conducted of the Board of Directors Committees? "insert hyperlinks here"

ADDITIONAL QUESTIONS

QUESTIONREMARKS
1. Does the GOCC practice Global Reporting Index (GRI) on its annual reports? "insert hyperlinks here"
2. Is the audited annual financial report/statement released within 30 days upon receipt from COA? "insert hyperlinks here"
3. Are there members of the Board of Directors who hold more than five (5) positions in GOCCs and PLCs? "insert hyperlinks here"
4. Is there non-compliance with Good Governance Conditions? "insert hyperlinks here"